ODE Bifurcations vs Criticality
★ Giulio Ruffini, Jakub Vohryzek, ,
★ guarantor: Giulio Ruffini · vouches for the paper per WP0084 §6
Whole-brain computational models frequently invoke criticality'' to describe brain states near the onset of oscillatory instabilities. The most widely used framework---the Hopf whole-brain model---places each brain region near a supercritical Hopf bifurcation and interprets proximity to the bifurcation point as proximity to criticality.'' We ask under what conditions the two coincide. The answer is conditional, and the deciding quantity is the order parameter. Landau's theory already identifies a continuous phase transition with a pitchfork bifurcation of the order-parameter equation, so a bifurcation is not automatically disqualified from being a critical phenomenon. Rather, two conditions must hold. First, the ODE state variable must be a genuine order parameter of a many-body system in the thermodynamic limit; a bifurcation of a generic low-dimensional vector field whose variable is merely a fitted phenomenological coordinate (as in the standard Hopf whole-brain model) is not a critical phenomenon. Second, even when the variable is a bona fide order parameter, the bifurcation captures only mean-field criticality: it omits the fluctuation-dominated behavior---diverging correlation length, non-classical exponents---that distinguishes genuine (Wilson--Fisher) critical phenomena and that Landau theory itself famously misses. We then examine the special case of next-generation neural mass models (MPR/NMM2) derived as exact mean-field reductions of spiking networks in the thermodynamic limit, where ODE bifurcations do correspond to genuine macroscopic transitions of the underlying many-body system, though these are best understood as nonequilibrium macroscopic transitions rather than critical phenomena in the Ising/Wilson sense. We connect these distinctions to the algorithmic information theory (AIT) framework, distinguishing three complexity regimes---ordered, disordered, and structured (near-critical). Crucially, we argue that the distinction matters beyond terminology: genuine criticality (statistical mechanics sense) provides cross-scale information propagation---the physical substrate for hierarchical, compositional computation. An algorithmic agent maintaining nested generative models of a compositionally structured world requires a substrate where information flows freely across spatial and temporal scales, which is precisely what scale-free correlations at a critical point deliver. The regime of maximal structured complexity, combined with the cross-scale coupling that criticality enables, provides the operationally relevant characterization for neuroscience.
"Criticality" in brain models means at least three different things, and confusing them has real consequences for what you can claim about how the brain computes.
The paper starts from a simple observation: the most popular whole-brain model (the Hopf model) fits each brain region with a Stuart–Landau oscillator and calls the system "near criticality" when the oscillator's control parameter sits close to zero — the point where spontaneous oscillations switch on. Meanwhile, a separate tradition fits Ising spin models to fMRI data and locates the brain relative to a genuine thermodynamic phase transition. Both communities say "criticality." The paper asks whether those two uses of the word refer to the same thing. The answer is: usually not, and the gap matters.
The key concept is the order parameter — a single macroscopic number that is zero in a disordered phase and nonzero in an ordered one (magnetization in a magnet, synchrony in an oscillator population). Landau showed long ago that a continuous phase transition is a pitchfork bifurcation of the order-parameter equation, so bifurcations and critical points are not automatically different animals. But two conditions must hold for the identification to be legitimate. First, the bifurcating variable must actually be an order parameter of a large many-body system — not just a phenomenological coordinate fitted to data. The standard Hopf whole-brain model fails this test: its parameters are tuned to match fMRI, not derived from neurons. Second, even a genuine order-parameter bifurcation only captures mean-field criticality — it throws away the spatial fluctuations that produce diverging correlation lengths, scale-free spatial structure, and non-classical exponents. Those are the hallmarks of Wilson–Fisher criticality, and they are what Landau theory famously misses.
There is one class of models that partially bridges the gap: the Montbrió–Pazó–Roxin (MPR) neural mass equations, which are an exact reduction of a large spiking network in the thermodynamic limit. Here the dynamical variables are provably related to the Kuramoto order parameter of the underlying population, so an MPR bifurcation genuinely signals a collective transition in the neurons — not just a property of a fitted curve. But even MPR only delivers mean-field criticality, because it assumes all-to-all coupling and has no spatial geometry. It cannot develop a diverging spatial correlation length, which is precisely the property the paper argues matters most for computation.
Why does that spatial property matter? The paper's central functional argument is that a brain implementing hierarchical, compositional models of the world — the kind an "algorithmic agent" needs — requires information to flow freely across spatial and temporal scales simultaneously. Scale-free correlations at a genuine critical point provide exactly that: no characteristic scale acts as a bottleneck. A fitted Hopf oscillator near its bifurcation is locally noise-sensitive but has no spatial extent; it cannot supply cross-scale coupling. The Ising framework, by contrast, directly quantifies the spatial correlation length, and the finding that LSD pushes the brain's Ising temperature further from criticality is interpretable as a partial collapse of that cross-scale hierarchy — consistent with the perceptual fragmentation reported in psychedelic states.
The practical upshot is a vocabulary recommendation and a hierarchy of claims: "Hopf-proximal" for fitted ODE models, "nonequilibrium macroscopic transition" for MPR bifurcations, and "critical point" reserved for the statistical-mechanics sense with diverging correlations. The distinction is not pedantic — it separates phenomenological curve-fitting from a mechanistic claim about the computational substrate of biological intelligence.
- Zenodo
- 10.5281/zenodo.21008614
- WP ID
- WP0070
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- completed
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- Source
- drive_legacy
- Repo path
- WP0070-ODE_Bifurcations_vs_Criticality
- v0.3.0 (revision) · cut-version · zenodo:21008615
- v0.2.0 (revision) · cut-version
- v0.1.0 (draft) · drive-legacyAuto-created by Phase 1a bootstrap ingestion.
